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ISSUER PROFILE · CIK 0000880406 · CUSIP 42804T106

HERZFELD CARIBBEAN BASIN FUND INCHERZ

6 13D/G filings 2 distinct filers 0 insider transactions (365d)

Post-Filing Returns · across 6 activist filings on this issuer

Median 30d
avg —
Median 60d
avg —
Median 90d
avg —
Median 180d
avg —

Returns measured from each activist filing's date_of_event, split + dividend adjusted via Yahoo Finance.

Cross-Reference Snapshot

Activist filings
6
6 SCHEDULE
Distinct filers
2
multi-activist cluster
Insiders (365d)
0
0 buys · 0 sales
Latest short DTC
1.31
as of 2026-03-31

13D/G Filings Timeline · 6 total

FiledFormFilerStakeSharesIntent
2025-03-13 SCHEDULE HERZFELD THOMAS J 39.89% 6,271,581 view →
2025-03-13 SCHEDULE Herzfeld Erik Mervin 33.71% 5,299,498 view →
2025-03-10 SCHEDULE Herzfeld Erik Mervin 29.08% 4,571,282 view →
2025-03-10 SCHEDULE HERZFELD THOMAS J 35.85% 5,635,795 view →
2025-03-06 SCHEDULE HERZFELD THOMAS J 34.12% 5,364,041 view →
2025-03-06 SCHEDULE Herzfeld Erik Mervin 26.88% 4,225,115 view →

FINRA Short Interest History

SettlementShort InterestDays to Cover% Δ vs prior
2026-03-31 5,493 1.31 +46.1%
2026-03-13 3,759 1.00 +296.9%
2026-02-27 947 1.00 -44.3%
2026-02-13 1,700 1.00 -92.3%
2026-01-30 22,034 1.00 -54.2%
2026-01-15 48,128 1.00 -50.9%
2025-12-31 98,005 1.00 +25.5%
2025-12-15 78,079 1.90 -20.9%

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