Anchor: closest trading day on/after filing's date_of_event. Source: Yahoo Finance daily adj_close. Past performance is not indicative of future results.
| Filed | Form | Issuer | Stake | Shares | Intent | |
|---|---|---|---|---|---|---|
| 2026-10-22 | SCHEDULE 13D/A | Herzfeld Credit Income Fund, Inc.HERZ | 33.09% | 635,567 | view → | |
| 2026-10-08 | SCHEDULE 13D/A | Herzfeld Credit Income Fund, Inc.HERZ | 34.13% | 690,033 | view → | |
| 2026-09-28 | SCHEDULE 13D/A | Herzfeld Credit Income Fund, Inc.HERZ | — | 756,694 | view → | |
| 2026-01-08 | SCHEDULE | Herzfeld Credit Income Fund, IncHERZ | 37.95% | 7,394,580 | view → | |
| 2025-12-29 | SCHEDULE | Herzfeld Credit Income Fund, IncHERZ | 38.95% | 6,256,954 | view → | |
| 2025-03-13 | SCHEDULE | HERZFELD CARIBBEAN BASIN FUND INCHERZ | 33.71% | 5,299,498 | view → | |
| 2025-03-10 | SCHEDULE | HERZFELD CARIBBEAN BASIN FUND INCHERZ | 29.08% | 4,571,282 | view → | |
| 2025-03-06 | SCHEDULE | HERZFELD CARIBBEAN BASIN FUND INCHERZ | 26.88% | 4,225,115 | view → | |
| 2024-05-06 | SC | HERZFELD CARIBBEAN BASIN FUND INCHERZ | — | — | view → | |
| 2021-07-12 | SC | HERZFELD CARIBBEAN BASIN FUND INCHERZ | — | — | view → | |
| 2021-03-19 | SC | HERZFELD CARIBBEAN BASIN FUND INCHERZ | — | — | view → |
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