Herzfeld Erik Mervin → HERZFELD CARIBBEAN BASIN FUND INC HERZ

Stake: 33.71% Shares: 5,299,498 CUSIP: 42804T106 Class: Common Stock

Item 4 — Purpose of Transaction

Not applicable.

Insider Activity (last 365d)

0 transactions

0 buys · 0 sales · 0 awards/exercises

Issuer Cluster

6 13D/G filings on this issuer

5 other filings besides this one

Filer Track Record

3 filings by this filer

2 other filings in the data moat

Short Interest · settle 2026-03-31

DTC 1.31

5,493 shares short · +46.1% vs prior

Filed	Form	Filer	Stake	Shares
2025-03-13	SCHEDULE	HERZFELD THOMAS J	39.89%	6,271,581	view →
2025-03-10	SCHEDULE	Herzfeld Erik Mervin	29.08%	4,571,282	view →
2025-03-10	SCHEDULE	HERZFELD THOMAS J	35.85%	5,635,795	view →
2025-03-06	SCHEDULE	HERZFELD THOMAS J	34.12%	5,364,041	view →
2025-03-06	SCHEDULE	Herzfeld Erik Mervin	26.88%	4,225,115	view →

Filed	Form	Issuer	Stake	Shares
2025-03-10	SCHEDULE	HERZFELD CARIBBEAN BASIN FUND INC HERZ	29.08%	4,571,282	view →
2025-03-06	SCHEDULE	HERZFELD CARIBBEAN BASIN FUND INC HERZ	26.88%	4,225,115	view →

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