SC Filed 2019-01-07 Event — SEC 0001398344-19-000320 →

HERZFELD THOMAS J → HERZFELD CARIBBEAN BASIN FUND INC HERZ

Stake: — Shares: —

Item 4 — Purpose of Transaction

Not extracted from this filing — typically because it's an amendment (13D/A) and Item 4 is unchanged from the parent filing. Read the raw SEC filing →

Cross-References

Insider Activity (last 365d)

0 transactions

0 buys · 0 sales · 0 awards/exercises

Issuer Cluster

9 13D/G filings on this issuer

8 other filings besides this one

Filer Track Record

5 filings by this filer

4 other filings in the data moat

Short Interest · settle 2026-03-31

DTC 1.31

5,493 shares short · +46.1% vs prior

Other 13D/G Filings on HERZFELD CARIBBEAN BASIN FUND INC

Filed	Form	Filer	Stake	Shares
2026-01-08	SCHEDULE	Herzfeld Erik Mervin	37.95%	7,394,580	view →
2026-01-02	SCHEDULE	HERZFELD THOMAS J	44.19%	8,609,180	view →
2025-03-13	SCHEDULE	HERZFELD THOMAS J	39.89%	6,271,581	view →
2025-03-13	SCHEDULE	Herzfeld Erik Mervin	33.71%	5,299,498	view →
2025-03-10	SCHEDULE	Herzfeld Erik Mervin	29.08%	4,571,282	view →
2025-03-10	SCHEDULE	HERZFELD THOMAS J	35.85%	5,635,795	view →
2025-03-06	SCHEDULE	HERZFELD THOMAS J	34.12%	5,364,041	view →
2025-03-06	SCHEDULE	Herzfeld Erik Mervin	26.88%	4,225,115	view →

Other Filings by HERZFELD THOMAS J

Filed	Form	Issuer	Stake	Shares
2026-01-02	SCHEDULE	Herzfeld Credit Income Fund, Inc HERZ	44.19%	8,609,180	view →
2025-03-13	SCHEDULE	HERZFELD CARIBBEAN BASIN FUND INC HERZ	39.89%	6,271,581	view →
2025-03-10	SCHEDULE	HERZFELD CARIBBEAN BASIN FUND INC HERZ	35.85%	5,635,795	view →
2025-03-06	SCHEDULE	HERZFELD CARIBBEAN BASIN FUND INC HERZ	34.12%	5,364,041	view →

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