SC Filed 2023-04-05 Event — SEC 0000902664-23-002479 →

RTW INVESTMENTS, LP → ROCKET PHARMACEUTICALS, INC. RCKTW

Stake: — Shares: —

Composite Decision Signal · PASS (LOW BASE-RATE EDGE) Conviction Score: 11/100 · Filer 90d Win Rate: 0% · Hist. 90d Edge: +0.0%

Filer track record (5 filings): 0% 90d win rate, +0.0% 90d edge
Held by 1 tracked 13F institutional manager
Short interest building (+11.8% vs prior settlement)

Item 4 — Purpose of Transaction

Not extracted from this filing — typically because it's an amendment (13D/A) and Item 4 is unchanged from the parent filing. Read the raw SEC filing →

Cross-References

Insider Activity (last 365d)

42 transactions

26 buys · 15 sales · 1 awards/exercises

Issuer Cluster

8 13D/G filings on this issuer

7 other filings besides this one

Filer Track Record

19 filings by this filer

18 other filings in the data moat

Short Interest · settle 2026-08-31

DTC 1.00

55,395 shares short · +11.8% vs prior

Institutional Consensus · 2025-12-31

Held by elite portfolio managers

1 holder · $1.78M

Point72 Asset Mgmt

Form 4 Insider Transactions · last 365d

Date	Insider	Role	Type	Shares	Price	Value
2026-06-18	WONG RODERICK	director, 10%+ owner	Award	27,832	—	—
2026-06-18	WONG RODERICK	director, 10%+ owner	Award	78,960	$3.35	$265K
2026-06-18	Fong Peter	director	Award	22,862	—	—
2026-06-18	Fong Peter	director	Award	64,860	$3.35	$217K
2026-06-18	Dolsten Mikael	director	Award	22,862	—	—
2026-06-18	Dolsten Mikael	director	Award	64,860	$3.35	$217K
2026-06-18	Malik Fady Ibraham	director	Award	22,862	—	—
2026-06-18	Malik Fady Ibraham	director	Award	64,860	$3.35	$217K
2026-06-18	SOUTHWELL DAVID P	director	Award	22,862	—	—
2026-06-18	SOUTHWELL DAVID P	director	Award	64,860	$3.35	$217K
2026-06-18	BOESS CARSTEN	director	Award	22,862	—	—
2026-06-18	BOESS CARSTEN	director	Award	64,860	$3.35	$217K
2026-05-21	Shah Gaurav	officer	Option exercise	76,490	$1.69	$129K
2026-05-21	Shah Gaurav	officer	Sale	55,684	$3.09	$172K
2026-05-13	Wilson Martin	officer	Sale	3,361	$3.61	$12K
2026-05-13	Shah Gaurav	officer	Sale	2,728	$3.61	$10K
2026-05-13	Militello John	officer	Sale	855	$3.61	$3K
2026-05-07	Chaudhuri Sarbani	officer	Sale	17,650	$3.84	$68K
2026-02-18	Militello John	officer	Sale	1,157	$3.34	$4K
2026-02-18	Shah Gaurav	officer	Sale	5,990	$3.34	$20K
2026-02-18	Wilson Martin	officer	Sale	1,376	$3.34	$5K
2026-02-13	Wilson Martin	officer	Sale	12,253	$3.31	$41K
2026-02-13	Militello John	officer	Sale	3,726	$3.31	$12K
2026-02-13	Shah Gaurav	officer	Sale	12,279	$3.31	$41K
2026-02-11	Shah Gaurav	officer	Award	286,028	—	—

Showing 25 of 42

Other 13D/G Filings on ROCKET PHARMACEUTICALS, INC.

Filed	Form	Filer	Stake	Shares
2022-10-11	SC	RTW INVESTMENTS, LP	—	—	view →
2022-09-21	SC	RTW INVESTMENTS, LP	—	—	view →
2021-08-31	SC	RTW INVESTMENTS, LP	—	—	view →
2021-03-29	SC	RTW INVESTMENTS, LP	—	—	view →
2021-01-08	SC	RTW INVESTMENTS, LP	—	—	view →
2019-04-18	SC	RTW INVESTMENTS, LP	—	—	view →
2018-01-19	SC	ADAGE CAPITAL PARTNERS GP, L.L.C.	—	—	view →

Other Filings by RTW INVESTMENTS, LP

Filed	Form	Issuer	Stake	Shares
2026-09-02	SCHEDULE 13D/A	ALLURION TECHNOLOGIES, INC.	9.90%	67,441	view →
2026-07-23	SCHEDULE 13D/A	ALLURION TECHNOLOGIES, INC.	—	67,441	view →
2025-11-07	SCHEDULE	ALLURION TECHNOLOGIES, INC. ALURW	43.60%	4,035,142	view →
2025-02-24	SCHEDULE	ALLURION TECHNOLOGIES, INC. ALURW	17.60%	1,050,053	view →
2025-01-29	SCHEDULE	ALLURION TECHNOLOGIES, INC. ALURW	21.90%	1,050,053	view →
2025-01-16	SCHEDULE	ALLURION TECHNOLOGIES, INC. ALURW	29.60%	1,050,060	view →
2025-01-10	SCHEDULE	ALLURION TECHNOLOGIES, INC. ALURW	9.99%	277,797	view →
2024-07-02	SC	ALLURION TECHNOLOGIES, INC. ALURW	—	—	view →
2023-12-12	SC	DermTech, Inc.	—	—	view →
2023-04-05	SC	Renovacor, Inc.	—	—	view →
2022-10-11	SC	ROCKET PHARMACEUTICALS, INC. RCKTW	—	—	view →
2022-09-21	SC	ROCKET PHARMACEUTICALS, INC. RCKTW	—	—	view →
2021-08-31	SC	ROCKET PHARMACEUTICALS, INC. RCKTW	—	—	view →
2021-03-29	SC	ROCKET PHARMACEUTICALS, INC. RCKTW	—	—	view →
2021-01-19	SC	DermTech, Inc.	—	—	view →
2021-01-08	SC	ROCKET PHARMACEUTICALS, INC. RCKTW	—	—	view →
2020-03-09	SC	DermTech, Inc.	—	—	view →
2019-04-18	SC	ROCKET PHARMACEUTICALS, INC. RCKTW	—	—	view →

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