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SCHEDULE Filed 2025-03-04 Event 2025-02-28 SEC 0001140361-25-007015 →

Oaktree Capital Holdings, LLC INDIVIOR PLC INDV

Stake: 8.60% Shares: 10,715,891 CUSIP: G4766E116 Class: Ordinary Shares, $0.50 nominal value per share

Item 4 — Purpose of Transaction

Item 4 to the Schedule 13D is hereby amended to incorporate the following at the end thereof: On March 3, 2025, the Oaktree Parties entered into an Amended and Restated Relationship Agreement (the "A&R Relationship Agreement") with the Issuer. The A&R Relationship Agreement amended and restated the Relationship Agreement among the parties dated December 16, 2024, and provided that, among other things, the Issuer would (i) propose a maximum of seven directors for re-election by shareholders at the 2025 Annual General Meeting of the Issuer (the "2025 AGM"), including Joe Ciaffoni and Daniel Ninivaggi (together, the "Continuing Nominees"), and certain other directors identified in the A&R Relationship Agreement, (ii) conduct a search to identify and appoint one additional external candidate to become a new non-executive director, the identity of whom shall be subject to approval by the Oaktree Parties (such approval is not to be unreasonably withheld or delayed), which a new non-executive director appointment shall be made as soon as reasonably possible following the 2025 AGM, and no later than July 1, 2025, and if no new non-executive director is appointed by such date, to appoint a new non-executive director candidate identified by the Oaktree Parties within two business days thereafter, (iii) appoint Mr. Ninivaggi as Chair of the Nomination Committee effective March 10, 2025, and (iv) until the expiry of the A&R Relationship Agreement, have a maximum of seven directors on the Board, provided that such maximum number will increase to eight directors upon the appointment of the new non-executive director pursuant to the terms of the A&R Relationship Agreement. The Issuer also agreed that the Board will recommend to shareholders the re-appointment of the Continuing Nominees to the Board at the 2025 AGM. The A&R Relationship Agreement will terminate on December 31, 2025, provided that the Oaktree Parties may terminate the A&R Relationship Agreement earlier if the Issuer breaches certain provisions of the A&R Relationship Agreement. The foregoing description of the A&R Relationship Agreement does not purport to be complete and is qualified in its entirety by reference to the A&R Relationship Agreement, which is attached as Exhibit 10.1 hereto and incorporated herein by reference.

Cross-References

Insider Activity (last 365d)
51 transactions
32 buys · 0 sales · 12 awards/exercises
Issuer Cluster
3 13D/G filings on this issuer
2 other filings besides this one
Filer Track Record
1 filings by this filer
0 other filings in the data moat
Short Interest · settle 2026-07-15
DTC 7.58
11,277,025 shares short · +4.6% vs prior

Institutional Consensus · 2025-12-31

Held by elite portfolio managers
2 holders · $106.79M
Point72 Asset MgmtSoros Fund Management

Post-Filing Returns · since 2025-02-28 on INDV

+1 day
0.0%
+5 days
0.0%
+30 days
0.0%
+60 days
0.0%
+90 days
0.0%
+180 days
0.0%

Anchor price 40.83 on closest trading day on/after 2025-02-28. Source: Yahoo Finance daily adj_close (split + dividend adjusted).

Form 4 Insider Transactions · last 365d

DateInsiderRoleTypeSharesPriceValue
2026-05-13 Humphreys Keith director Award 6,518
2026-05-13 Kingsley Stuart A director Award 6,518
2026-05-13 NINIVAGGI DANIEL A director Award 6,518
2026-05-13 Ryan Barbara director Award 6,518
2026-05-13 Stejbach Mark director Award 6,518
2026-05-13 Wheadon David E. director Award 10,430
2026-05-13 Thompson Juliet director Award 6,518
2026-05-12 Thompson Juliet director F 1,117 $38.28 $43K
2026-03-14 Preblick Ryan officer Option exercise 6,302
2026-03-14 Preblick Ryan officer F 2,843 $31.11 $88K
2026-03-14 Preblick Ryan officer Option exercise 6,302
2026-03-13 Ryan Barbara director Buy 8 $31.09 $249
2026-03-09 Ryan Barbara director Buy 31 $32.56 $1K
2026-03-06 Kingsley Stuart A director Buy 940 $31.86 $30K
2026-03-03 Anderson Woodrow D officer Option exercise 18,364
2026-03-03 Preblick Ryan officer F 87,597 $31.98 $2.80M
2026-03-03 Burris Jeffrey W officer Option exercise 79,893
2026-03-03 Heidbreder Christian officer Option exercise 101,544
2026-03-03 Burris Jeffrey W officer F 36,032 $31.98 $1.15M
2026-03-03 Burris Jeffrey W officer Option exercise 104,300
2026-03-03 Anderson Woodrow D officer F 8,283 $31.98 $265K
2026-03-03 Anderson Woodrow D officer Option exercise 5,946
2026-03-03 Anderson Woodrow D officer F 2,682 $31.98 $86K
2026-03-03 Anderson Woodrow D officer Option exercise 23,975
2026-03-03 Anderson Woodrow D officer Option exercise 5,946
Showing 25 of 51

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