SC Filed 2021-04-12 Event — SEC 0001104659-21-049352 →

Nantahala Capital Management, LLC → IMAGEWARE SYSTEMS INC

Stake: — Shares: —

Composite Decision Signal · PASS (LOW BASE-RATE EDGE) Conviction Score: 2/100 · Filer 90d Win Rate: 0% · Hist. 90d Edge: +0.0%

Filer track record (3 filings): 0% 90d win rate, +0.0% 90d edge

Item 4 — Purpose of Transaction

Not extracted from this filing — typically because it's an amendment (13D/A) and Item 4 is unchanged from the parent filing. Read the raw SEC filing →

Cross-References

Insider Activity (last 365d)

0 transactions

0 buys · 0 sales · 0 awards/exercises

Issuer Cluster

7 13D/G filings on this issuer

6 other filings besides this one

Filer Track Record

15 filings by this filer

14 other filings in the data moat

Short Interest

—

Not in latest FINRA snapshot

Other 13D/G Filings on IMAGEWARE SYSTEMS INC

Filed	Form	Filer	Stake	Shares
2022-07-15	SC	Nantahala Capital Management, LLC	—	—	view →
2022-01-06	SC	Nantahala Capital Management, LLC	—	—	view →
2021-06-10	SC	Nantahala Capital Management, LLC	—	—	view →
2021-03-08	SC	Nantahala Capital Management, LLC	—	—	view →
2020-11-19	SC	Nantahala Capital Management, LLC	—	—	view →
2020-10-15	SC	Nantahala Capital Management, LLC	—	—	view →

Other Filings by Nantahala Capital Management, LLC

Filed	Form	Issuer	Stake	Shares
2026-10-07	SCHEDULE 13G	Research Alliance Corp III	—	—	view →
2026-08-14	SCHEDULE 13G	ADC Therapeutics SA	—	—	view →
2025-08-05	SCHEDULE	Xtant Medical Holdings, Inc. XTNT	49.10%	68,394,000	view →
2025-04-03	SCHEDULE	TALPHERA, INC. TLPH	11.70%	1,992,519	view →
2025-04-02	SCHEDULE	TALPHERA, INC. TLPH	11.70%	1,992,519	view →
2025-02-03	SCHEDULE	Evoke Pharma Inc	15.99%	254,639	view →
2024-10-01	SC	Evoke Pharma Inc	—	—	view →
2022-07-15	SC	IMAGEWARE SYSTEMS INC	—	—	view →
2022-01-06	SC	IMAGEWARE SYSTEMS INC	—	—	view →
2021-06-10	SC	IMAGEWARE SYSTEMS INC	—	—	view →
2021-03-08	SC	IMAGEWARE SYSTEMS INC	—	—	view →
2020-11-19	SC	IMAGEWARE SYSTEMS INC	—	—	view →
2020-10-15	SC	IMAGEWARE SYSTEMS INC	—	—	view →
2019-06-17	SC	FTD Companies, Inc.	—	—	view →

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