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SCHEDULE Filed 2025-03-17 Event 2025-03-14 SEC 0001013594-25-000381 →

Nierenberg Investment Management Company, Inc. POTBELLY CORP

Stake: 10.30% Shares: 3,087,302 CUSIP: 73754Y100 Class: Common Stock, par value $0.01

Item 4 — Purpose of Transaction

Item 4 of the Schedule 13D is hereby amended to add the following Language: On March14, 2025, the Reporting Persons submitted a letter to the Board of Directors of the issuer (the "March 14 Letter"). The full text of the March 14 Letter is attached hereto as Exhibit 99.1.

Cross-References

Insider Activity (last 365d)
2 transactions
0 buys · 2 sales · 0 awards/exercises
Issuer Cluster
13 13D/G filings on this issuer
12 other filings besides this one
Filer Track Record
10 filings by this filer
9 other filings in the data moat
Short Interest
Not in latest FINRA snapshot

Form 4 Insider Transactions · last 365d

DateInsiderRoleTypeSharesPriceValue
2025-10-23 Butler Adrian M director Disposition 89,529 $17.12 $1.53M
2025-10-23 Near David director Disposition 158,840 $17.12 $2.72M

Other 13D/G Filings on POTBELLY CORP

FiledFormFilerStakeShares
2024-03-11 SC 180 DEGREE CAPITAL CORP. /NY/ view →
2023-12-05 SC Chain of Lakes Investment Fund, LLC view →
2021-02-11 SC 180 DEGREE CAPITAL CORP. /NY/ view →
2020-08-17 SC Vann A. AvedisianTrust U/A 8/29/85 view →
2020-06-29 SC 180 DEGREE CAPITAL CORP. /NY/ view →
2020-05-11 SC Vann A. AvedisianTrust U/A 8/29/85 view →
2020-03-30 SC Vann A. AvedisianTrust U/A 8/29/85 view →
2020-03-19 SC Vann A. AvedisianTrust U/A 8/29/85 view →
2020-03-02 SC Vann A. AvedisianTrust U/A 8/29/85 view →
2019-12-06 SC Privet Fund LP view →
2018-03-21 SC Privet Fund LP view →
2018-02-07 SC Privet Fund LP view →

Other Filings by Nierenberg Investment Management Company, Inc.

FiledFormIssuerStakeShares
2025-03-06 SCHEDULE RIVERVIEW BANCORP INC RVSB 7.70% 1,625,065 view →
2022-02-04 SC FLOTEK INDUSTRIES INC/CN/ FTK view →
2021-11-22 SC CRAWFORD & CO CRD-B view →
2021-03-26 SC Houston Wire & Cable CO view →
2020-09-03 SC FLOTEK INDUSTRIES INC/CN/ FTK view →
2020-08-26 SC GEOSPACE TECHNOLOGIES CORP GEOS view →
2020-03-18 SC Houston Wire & Cable CO view →
2019-12-23 SC Houston Wire & Cable CO view →
2019-02-08 SC GEOSPACE TECHNOLOGIES CORP GEOS view →

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