Connect Midstream, LLC → Summit Midstream Corp SMC

Item 4 of the Schedule 13D is hereby amended to include the following at the end thereof: Securities Purchase Agreement Pursuant to the Securities Purchase Agreement (the "Purchase Agreement"), by and among the Company, the Partnership, and Tall Oak Parent, and solely for purposes of modifying certain existing registration rights as detailed in the Purchase Agreement, Connect Midstream, LLC, a Delaware limited liability company ("Connect Midstream"), the Company agreed to issue and sell to Tall Oak Parent (or its designated members) 1,351,351 shares (the "Shares") of Common Stock in exchange for $42,000,000 in cash. The Purchase Agreement contained customary representations, warranties, covenants, conditions to closing, and termination provisions. Upon consummation of the foregoing, the reported securities were distributed by Tall Oak Parent to Connect Midstream. The foregoing description of the Purchase Agreement does not purport to be complete and is qualified in its entirety by the full text of the Purchase Agreement, a copy of which is filed as Exhibit 10.1 to the Issuer's current report on Form 8-K filed with the SEC on April 2, 2026, and is incorporated herein by reference. Investor Agreement Amendment The Purchase Agreement amends and modifies the Investor Agreement such that, among other things, the Shares issued to Tall Oak Parent constitute "Registerable Securities" under the Investor Agreement, and, pursuant to the terms of the Purchase Agreement and the Investor Agreement, the Company will use commercially reasonable efforts to prepare and file a Registration Statement (as defined in the Investor Agreement) with the SEC (or amend by post-effective amendment a previously filed Registration Statement, covering the resale of all of the Shares for an offering to be made on a continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended (the "Securities Act"), within 90 days of the closing of the transaction. The foregoing description of the Investor Agreement does not purport to be complete and is qualified in its entirety by the full text of the Investor Agreement, a copy of which is filed as Exhibit 10.2 to the Issuer's current report on Form 8-K filed with the SEC on December 3, 2024 and is incorporated herein by reference.