SCHEDULE Filed 2025-04-02 Event 2025-03-31 SEC 0001213900-25-028339 →

B. Riley Financial, Inc. → Babcock & Wilcox Enterprises, Inc. BW-PA

Stake: 13.50% Shares: 13,246,373 CUSIP: 05614L100 Class: Common Stock, par value $0.01

Item 4 — Purpose of Transaction

Item 4 of the Schedule 13D is hereby amended and supplemented by the addition of the following: As previously disclosed, on March 11, 2025, BRF effected a transaction pursuant to which BRF separated B. Riley Securities Holding, Inc. ("BRSH"), the parent company of BRS, from BRF. As a result of the transaction, BRS implemented its own operating and governance structure and established a board of directors independent from BRF. As a result, BRF is no longer the beneficial owner of the Shares held by BRS.

Cross-References

Insider Activity (last 365d)

0 transactions

0 buys · 0 sales · 0 awards/exercises

Issuer Cluster

38 13D/G filings on this issuer

37 other filings besides this one

Filer Track Record

55 filings by this filer

54 other filings in the data moat

Short Interest

—

Not in latest FINRA snapshot

Post-Filing Returns · since 2025-03-31 on BW-PA

+1 day

-7.8%

+5 days

-11.4%

+30 days

-66.2%

+60 days

-33.3%

+90 days

+32.7%

+180 days

+112.1%

Anchor price 6.94 on closest trading day on/after 2025-03-31. Source: Yahoo Finance daily adj_close (split + dividend adjusted).

Other 13D/G Filings on Babcock & Wilcox Enterprises, Inc.

Filed	Form	Filer	Stake	Shares
2024-07-15	SC	B. Riley Financial, Inc.	—	—	view →
2021-03-26	SC	Vintage Capital Management LLC	—	—	view →
2021-03-26	SC	B. Riley Financial, Inc.	—	—	view →
2021-02-10	SC	B. Riley Financial, Inc.	—	—	view →
2021-02-10	SC	Vintage Capital Management LLC	—	—	view →
2021-01-27	SC	B. Riley Financial, Inc.	—	—	view →
2020-10-02	SC	B. Riley Financial, Inc.	—	—	view →
2020-09-10	SC	Vintage Capital Management LLC	—	—	view →
2020-09-10	SC	B. Riley Financial, Inc.	—	—	view →
2020-07-02	SC	B. Riley Financial, Inc.	—	—	view →
2020-06-11	SC	B. Riley Financial, Inc.	—	—	view →
2020-05-20	SC	B. Riley Financial, Inc.	—	—	view →
2019-10-18	SC	STEEL PARTNERS HOLDINGS L.P.	—	—	view →
2019-09-30	SC	STEEL PARTNERS HOLDINGS L.P.	—	—	view →
2019-09-11	SC	STEEL PARTNERS HOLDINGS L.P.	—	—	view →
2019-08-26	SC	STEEL PARTNERS HOLDINGS L.P.	—	—	view →
2019-07-29	SC	B. Riley Financial, Inc.	—	—	view →
2019-07-29	SC	Vintage Capital Management LLC	—	—	view →
2019-07-24	SC	Vintage Capital Management LLC	—	—	view →
2019-07-24	SC	STEEL PARTNERS HOLDINGS L.P.	—	—	view →

Showing 20 of 37

Other Filings by B. Riley Financial, Inc.

Filed	Form	Issuer	Stake	Shares
2026-05-27	SCHEDULE 13D/A	TRANSACT TECHNOLOGIES INC TACT	97.00%	100,010	view →
2025-09-03	SCHEDULE	TRANSACT TECHNOLOGIES INC TACT	5.90%	600,010	view →
2025-04-02	SCHEDULE	TRANSACT TECHNOLOGIES INC TACT	8.30%	826,745	view →
2024-10-01	SC	SYNCHRONOSS TECHNOLOGIES INC	—	—	view →
2024-07-15	SC	Babcock & Wilcox Enterprises, Inc. BW-PA	—	—	view →
2024-07-02	SC	SYNCHRONOSS TECHNOLOGIES INC	—	—	view →
2023-06-02	SC	B. Riley Principal 250 Merger Corp.	—	—	view →
2023-03-13	SC	SYNCHRONOSS TECHNOLOGIES INC	—	—	view →
2022-11-14	SC	Lazydays Holdings, Inc.	—	—	view →
2022-10-11	SC	TRANSACT TECHNOLOGIES INC TACT	—	—	view →
2022-10-11	SC	Lazydays Holdings, Inc.	—	—	view →
2022-07-18	SC	Arena Group Holdings, Inc. AREN	—	—	view →
2022-07-07	SC	Lazydays Holdings, Inc.	—	—	view →
2022-06-10	SC	QUANTUM CORP /DE/ QMCO	—	—	view →
2022-04-14	SC	TRANSACT TECHNOLOGIES INC TACT	—	—	view →
2022-03-15	SC	SYNCHRONOSS TECHNOLOGIES INC	—	—	view →
2022-02-25	SC	Arena Group Holdings, Inc. AREN	—	—	view →
2022-02-16	SC	Arena Group Holdings, Inc. AREN	—	—	view →
2022-02-08	SC	ALTA EQUIPMENT GROUP INC. ALTG-PA	—	—	view →
2022-02-01	SC	Exela Technologies, Inc.	—	—	view →

Showing 20 of 54

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