Naheta Akshay Sudhir → Bakkt Holdings, Inc. BKKT-WT

Item 4 of the Original Filing is amended and restated to read as follows: The Reporting Person is the Chief Executive Officer and a member of the board of directors of the Issuer. The Reporting Person entered into the Share Purchase Agreement in his capacity as the seller of DTR. The transactions contemplated by the Share Purchase Agreement (the "Transactions") are intended to combine the business of DTR with that of the Issuer and to advance the Issuer's strategic objectives. In connection with the Transactions, the Reporting Person has entered into certain agreements with the Issuer, including a Non-Competition Agreement, an Amended and Restated Registration Rights Agreement, and a Voting and Support Agreement, as further described in Item 6 below. The completion of the Transactions is subject to, among other things, approval by the Issuer's stockholders and the satisfaction or waiver of other closing conditions. There can be no assurance that the Transactions will be consummated. Any actions the Reporting Person might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Person's review of numerous factors, including, but not limited to: an ongoing evaluation of the Issuer's business, financial condition, operations and prospects; price levels of the Issuer's securities; general market, industry and economic conditions; tax considerations; the relative attractiveness of alternative business and investment opportunities; and other future developments. The Reporting Person may acquire additional securities of the Issuer, or retain or sell all or a portion of the securities then held, in the open market or in privately negotiated transactions. In addition, the Reporting Person, in his position as a securityholder of the Issuer and in his positions as a director or executive officer of the Issuer, may engage in discussions with other members of management, the Board, other securityholders of the Issuer and other relevant parties or encourage, cause or seek to cause the Issuer or such persons to consider or explore extraordinary corporate transactions, such as: a merger, reorganization or take-private transaction that could result in the de-listing or de-registration of the Class A Common Stock; sales or acquisitions of assets or businesses; changes to the capitalization or dividend policy of the Issuer; changes in the Issuer's certificate of incorporation or bylaws, agreements, collaborations, joint ventures and other business arrangements between or involving the Reporting Persons and the Issuer; or other material changes to the Issuer's business or corporate structure, including changes in management or the composition of the Board. Other than as described above or other than as may have arisen in his capacity as a director or executive officer of the Company, the Reporting Person does not currently have any plans or proposals that relate to, or would result in, any of the matters listed in Items 4(a)-(j) of Schedule 13D, although, depending on the factors discussed herein, the Reporting Person may change its purpose or formulate different plans or proposals with respect thereto at any time. To the extent the Reporting Person may be involved in the formulation or approval of such plans or proposals solely in his capacity as a director or executive officer of the Company, the Reporting Person does not expect to disclose such developments of his involvement by amending this Statement.