Intercontinental Exchange, Inc. → Bakkt Holdings, Inc. BKKT-WT

Stake: 32.30% Shares: 8,380,362 CUSIP: 05759B305 Class: Class A Common Stock

Item 4 — Purpose of Transaction

Item 4 of the Amended Schedule 13D is hereby supplemented and amended to add the information contained in Item 6 of this Amendment, which is incorporated herein by reference.

Cross-References

Insider Activity (last 365d)

1 transaction

1 buys · 0 sales · 0 awards/exercises

Issuer Cluster

4 13D/G filings on this issuer

3 other filings besides this one

Filer Track Record

2 filings by this filer

1 other filing in the data moat

Short Interest

—

Not in latest FINRA snapshot

Post-Filing Returns · since 2026-01-11 on BKKT-WT

+1 day

0.0%

+5 days

0.0%

+30 days

0.0%

+60 days

0.0%

+90 days

0.0%

+180 days

0.0%

Anchor price 0.04 on closest trading day on/after 2026-01-11. Source: Yahoo Finance daily adj_close (split + dividend adjusted).

Form 4 Insider Transactions · last 365d

Date	Insider	Role	Type	Shares	Price	Value
2026-04-30	Naheta Akshay Sudhir	director, officer, 10%+ owner	Award	7,927,831	—	—

Other 13D/G Filings on Bakkt Holdings, Inc.

Filed	Form	Filer	Stake	Shares
2026-01-13	SCHEDULE	Naheta Akshay Sudhir	11.60%	3,199,732	view →
2024-07-09	SC	Intercontinental Exchange, Inc.	—	—	view →
2021-12-14	SC	Corbin Capital Partners, L.P.	—	—	view →

Other Filings by Intercontinental Exchange, Inc.

Filed	Form	Issuer	Stake	Shares
2024-07-09	SC	Bakkt Holdings, Inc. BKKT-WT	—	—	view →

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