SC Filed 2020-04-06 Event — SEC 0001193125-20-099530 →

DONDERO JAMES D → NexPoint Strategic Opportunities Fund NXDT-PA

Stake: — Shares: —

Composite Decision Signal · PASS (LOW BASE-RATE EDGE) Conviction Score: 6/100 · Filer 90d Win Rate: 0% · Hist. 90d Edge: +0.0%

Passive Schedule 13G filer baseline

Item 4 — Purpose of Transaction

Not extracted from this filing — typically because it's an amendment (13D/A) and Item 4 is unchanged from the parent filing. Read the raw SEC filing →

Cross-References

Insider Activity (last 365d)

16 transactions

2 buys · 2 sales · 7 awards/exercises

Issuer Cluster

7 13D/G filings on this issuer

6 other filings besides this one

Filer Track Record

17 filings by this filer

16 other filings in the data moat

Short Interest

—

Not in latest FINRA snapshot

Form 4 Insider Transactions · last 365d

Date	Insider	Role	Type	Shares	Price	Value
2026-06-10	Mitts Brian	director	Option exercise	4,830	—	—
2026-06-10	Mitts Brian	director	Disposition	2,415	—	—
2026-05-20	NORRIS DUSTIN DAVID	officer	Buy	53,663	$4.90	$263K
2026-04-04	McGraner Matt	officer	Option exercise	45,125	—	—
2026-04-04	McGraner Matt	officer	F	15,453	$4.43	$68K
2026-04-03	McGraner Matt	officer	F	16,412	$4.43	$73K
2026-04-03	Wood Catherine D.	director	Award	7,813	—	—
2026-04-03	Swain Carol	director	Option exercise	7,813	—	—
2026-04-03	Wood Catherine D.	director	Option exercise	7,813	—	—
2026-04-03	Swain Carol	director	Disposition	3,906	—	—
2026-04-03	McGraner Matt	officer	Option exercise	59,360	—	—
2026-04-02	DONDERO JAMES D	director, officer, 10%+ owner	H	—	—	—
2026-03-18	Richards Paul	officer	Option exercise	8,929	—	—
2026-03-18	McGraner Matt	officer	Option exercise	73,125	—	—
2026-03-18	McGraner Matt	officer	F	27,821	$4.41	$123K
2026-03-18	Richards Paul	officer	F	5,072	$4.41	$22K

Other 13D/G Filings on NexPoint Strategic Opportunities Fund

Filed	Form	Filer	Stake	Shares
2026-01-21	SCHEDULE	DONDERO JAMES D	24.00%	12,093,550	view →
2022-02-02	SC	DONDERO JAMES D	—	—	view →
2021-10-25	SC	DONDERO JAMES D	—	—	view →
2021-03-03	SC	DONDERO JAMES D	—	—	view →
2020-01-17	SC	HIGHLAND CAPITAL MANAGEMENT LP	—	—	view →
2018-05-08	SC	HIGHLAND CAPITAL MANAGEMENT LP	—	—	view →

Other Filings by DONDERO JAMES D

Filed	Form	Issuer	Stake	Shares
2026-09-25	SCHEDULE 13D/A	NEXPOINT REAL ESTATE STRATEGIES FUND	8.00%	21,445.61	view →
2026-09-25	SCHEDULE 13D/A	NexPoint Residential Trust, Inc.	14.10%	3,595,942.22	view →
2026-07-29	SCHEDULE 13D/A	HIGHLAND OPPORTUNITIES & INCOME FUND	9.60%	5,218,875.74	view →
2026-04-01	SCHEDULE 13D/A	HIGHLAND OPPORTUNITIES & INCOME FUND HFRO-PB	8.50%	4,703,007.06	view →
2026-01-21	SCHEDULE	NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT-PA	24.00%	12,093,550	view →
2026-01-02	SCHEDULE	NexPoint Real Estate Finance, Inc. NREF-PA	54.00%	10,034,228	view →
2024-01-29	SC	NexPoint Residential Trust, Inc. NXRT	—	—	view →
2022-07-13	SC	NexPoint Residential Trust, Inc. NXRT	—	—	view →
2022-03-18	SC	NEXPOINT REAL ESTATE STRATEGIES FUND NRSAX	—	—	view →
2022-02-02	SC	NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT-PA	—	—	view →
2022-01-10	SC	NexPoint Real Estate Finance, Inc. NREF-PA	—	—	view →
2021-10-25	SC	NexPoint Strategic Opportunities Fund NXDT-PA	—	—	view →
2021-09-10	SC	NexPoint Real Estate Finance, Inc. NREF-PA	—	—	view →
2021-03-03	SC	NexPoint Strategic Opportunities Fund NXDT-PA	—	—	view →
2020-08-13	SC	NexPoint Real Estate Finance, Inc. NREF-PA	—	—	view →
2020-04-01	SC	NexPoint Residential Trust, Inc. NXRT	—	—	view →

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