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SCHEDULE 13D/A Filed 2026-04-01 Event 2026-03-30 SEC 0001104659-26-038746 →

LUMINUS MANAGEMENT LLC BATTALION OIL CORP BATL

Stake: 44.60% Shares: 14,511,743 CUSIP: 07134L107 Class: Common Stock

Item 4 — Purpose of Transaction

On March 30, 2026, the Issuer issued 1,800,000 shares of its common stock to Master Fund upon the conversion of 7,803 shares of the Company's Series A-2 Preferred Stock. The conversion was calculated in accordance with the terms of the Series A-2 Preferred Stock, including adjustments provided in respect of any Unpaid Dividend Accrual (as defined in the Company's Certificate of Incorporation, as amended), and using a conversion price of $6.21 per share. Additionally, on March 30, 2026, Master Fund sold 681,105 shares of common stock for a weighted average sale price of $5.57. On March 31, 2026, Master Fund sold 1,209,377 shares of common stock for a weighted average sales price of $4.03.

Cross-References

Insider Activity (last 365d)
1 transaction
0 buys · 0 sales · 0 awards/exercises
Issuer Cluster
2 13D/G filings on this issuer
1 other filing besides this one
Filer Track Record
2 filings by this filer
1 other filing in the data moat
Short Interest · settle 2026-03-31
DTC 1.00
2,786,237 shares short · +124.8% vs prior

Form 4 Insider Transactions · last 365d

DateInsiderRoleTypeSharesPriceValue
2026-04-02 LUMINUS MANAGEMENT LLC director, 10%+ owner J 379,559

Other 13D/G Filings on BATTALION OIL CORP

FiledFormFilerStakeShares
2026-04-06 SCHEDULE 13D/A LUMINUS MANAGEMENT LLC 43.40% 14,132,184 view →

Other Filings by LUMINUS MANAGEMENT LLC

FiledFormIssuerStakeShares
2026-04-06 SCHEDULE 13D/A BATTALION OIL CORP 43.40% 14,132,184 view →

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