13D·WATCH Activist + Insider Intelligence Live feed Blog About Pilot
SCHEDULE Filed 2025-04-02 Event 2025-03-20 SEC 0001104659-25-031264 →

FROST PHILLIP MD ET AL Fluent, Inc. FLNT

Stake: 23.70% Shares: 4,912,926 CUSIP: 34380C201 Class: Common Stock, par value $0.0005 per share

Item 4 — Purpose of Transaction

Item 4 is hereby amended and restated to read as follows. On March 19, 2025, Gamma Trust entered into a securities purchase agreement (the "Purchase Agreement") with the Company, pursuant to which Gamma Trust subscribed for $1,000,000 aggregate amount of pre-funded warrants (the "Unregistered Pre-Funded Warrants") to purchase shares of common stock of the Company at a purchase price of $2.174 per Unregistered Pre-Funded Warrant. The aggregate exercise price of the Unregistered Pre-Funded Warrants (other than the nominal exercise price of $0.0005 per Unregistered Pre-Funded Warrant) was pre-funded. The exercise of the Unregistered Pre-Funded Warrants is subject to stockholder approval and, upon such approval, such Unregistered Pre-Funded Warrants will be immediately exercisable and will terminate when exercised in full. In connection with the Purchase Agreement, on March 19, 2025, Gamma Trust and the Company entered into the First Amendment to that certain Support Agreement, dated November 29, 2024 (the "Support Agreement Amendment"), to amend certain definitions to include the Purchase Agreements and Unregistered Pre-Funded Warrants. The closing of the sales of the Unregistered Warrants under the Purchase Agreements occurred on March 20, 2025. On March 20, 2025, the Gamma Trust exercised 459,981 Unregistered Pre-Funded Warrants for 459,869 shares of the Company's common stock. The foregoing descriptions of the Purchase Agreement, the Unregistered Pre-Funded Warrants and the Support Agreement Amendment are not complete but are qualified in their entirety by reference to the full text of the form of the Purchase Agreement, the Unregistered Pre-Funded Warrant and the Support Agreement Amendment, copies of which are attached hereto as Exhibits 99.1, 99.2 and 99.3, respectively, and are incorporated by reference herein.

Cross-References

Insider Activity (last 365d)
0 transactions
0 buys · 0 sales · 0 awards/exercises
Issuer Cluster
9 13D/G filings on this issuer
8 other filings besides this one
Filer Track Record
5 filings by this filer
4 other filings in the data moat
Short Interest · settle 2026-03-31
DTC 1.21
70,565 shares short · +8.4% vs prior

Other 13D/G Filings on Fluent, Inc.

FiledFormFilerStakeShares
2026-01-28 SCHEDULE FROST PHILLIP MD ET AL 24.70% 7,874,166 view →
2025-01-22 SCHEDULE GLOBAL VALUE INVESTMENT CORP. 14.97% 3,075,788 view →
2018-07-09 SC Schulke Ryan view →
2018-07-09 SC Conlin Matthew view →
2018-04-06 SC FROST PHILLIP MD ET AL view →
2018-04-06 SC Conlin Matthew view →
2018-04-06 SC Schulke Ryan view →
2018-04-06 SC Brauser Michael view →

Other Filings by FROST PHILLIP MD ET AL

FiledFormIssuerStakeShares
2026-01-28 SCHEDULE Fluent, Inc. FLNT 24.70% 7,874,166 view →
2024-10-01 SC VECTOR GROUP LTD view →
2018-04-06 SC Cogint, Inc. FLNT view →
2018-03-16 SC Castle Brands Inc view →

Want this depth on every filing the moment it hits SEC EDGAR?

Full feed access · API · daily intelligence brief · custom alerts. $1,500/mo. Pilots welcome.

Request a pilot →