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SCHEDULE Filed 2025-01-14 Event 2025-01-14 SEC 0000950103-25-000447 →

BAMCO INC /NY/ FIGS, Inc. FIGS

Stake: 30.88% Shares: 49,877,758 CUSIP: 30260D103 Class: Class A Common Stock

Item 4 — Purpose of Transaction

Item 4 of the Scheduled 13D (as amended by Amendment No. 1) is hereby amended and supplemented as follows: On January 11, 2025, pursuant to the Put-Call Agreement (the "Agreement"), dated as of January 7, 2025, by and between BAMCO, Inc. ("BAMCO"), Thomas J. Tull, in his individual capacity ("Tull"), Thomas J. Tull in his capacity as trustee of the Tull Family Trust, u/a/d August 1, 2005, as amended ("Tull Family Trust") and First Light Investors, LLC ("First Light" and, collectively with Tull and Tull Family Trust, the "Sellers"), the Sellers exercised their right to require the Reporting Persons to purchase from the Sellers, and on January 13, 2025, the Reporting Persons consummated a purchase of, 19,039,999 shares of Class A Common Stock at a price equal to $6.25 per share.

Cross-References

Insider Activity (last 365d)
0 transactions
0 buys · 0 sales · 0 awards/exercises
Issuer Cluster
8 13D/G filings on this issuer
7 other filings besides this one
Filer Track Record
5 filings by this filer
4 other filings in the data moat
Short Interest · settle 2026-03-31
DTC 4.02
11,602,551 shares short · +4.3% vs prior

Institutional Consensus · 2025-12-31

Held by elite portfolio managers
1 holder · $3.44M
Point72 Asset Mgmt

Other 13D/G Filings on FIGS, Inc.

FiledFormFilerStakeShares
2025-03-03 SCHEDULE BAMCO INC /NY/ 38.04% 58,671,584 view →
2025-02-27 SCHEDULE BAMCO INC /NY/ 36.32% 58,671,584 view →
2025-02-21 SCHEDULE BAMCO INC /NY/ 36.32% 58,671,584 view →
2025-02-21 SCHEDULE Tull Thomas view →
2025-01-14 SCHEDULE Tull Thomas 5.40% 8,793,826 view →
2025-01-10 SCHEDULE Tull Thomas 17.20% 27,833,825 view →
2025-01-07 SCHEDULE BAMCO INC /NY/ 19.09% 30,837,759 view →

Other Filings by BAMCO INC /NY/

FiledFormIssuerStakeShares
2025-03-03 SCHEDULE FIGS, Inc. FIGS 38.04% 58,671,584 view →
2025-02-27 SCHEDULE FIGS, Inc. FIGS 36.32% 58,671,584 view →
2025-02-21 SCHEDULE FIGS, Inc. FIGS 36.32% 58,671,584 view →
2025-01-07 SCHEDULE FIGS, Inc. FIGS 19.09% 30,837,759 view →

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