| Filed | Form | Issuer | Stake | Shares | Intent | |
|---|---|---|---|---|---|---|
| 2026-10-09 | SCHEDULE 13G | RIVERNORTH OPPORTUNITIES FUND, INC.RIV-PA | — | — | view → | |
| 2026-09-11 | SCHEDULE 13G | CALAMOS STRATEGIC TOTAL RETURN FUNDCSQ | — | — | view → | |
| 2025-02-24 | SCHEDULE | ALLIANCEBERNSTEIN L.P. | 61.47% | 179,548,079 | view → | |
| 2021-05-14 | SC | ALLIANCEBERNSTEIN HOLDING L.P.AB | — | — | view → | |
| 2021-05-14 | SC | ALLIANCEBERNSTEIN L.P. | — | — | view → | |
| 2019-03-25 | SC | ALLIANCEBERNSTEIN HOLDING L.P.AB | — | — | view → | |
| 2019-03-25 | SC | ALLIANCEBERNSTEIN L.P. | — | — | view → | |
| 2019-01-03 | SC | ALLIANCEBERNSTEIN L.P. | — | — | view → | |
| 2019-01-03 | SC | ALLIANCEBERNSTEIN HOLDING L.P.AB | — | — | view → | |
| 2018-10-01 | SC | ALLIANCEBERNSTEIN HOLDING L.P.AB | — | — | view → | |
| 2018-10-01 | SC | ALLIANCEBERNSTEIN L.P. | — | — | view → |
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