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SCHEDULE 13D/A Filed 2026-09-02 Event 2026-08-31 SEC 0001753926-26-001702 →

3i, LP Valion Bio, Inc. VBIO

Stake: 9.90% Shares: 133,005 CUSIP: 918942202 Class: Common Stock

Item 4 — Purpose of Transaction

Item 4 of the Original Schedule 13D is hereby amended to add the following paragraph at the end thereof: On August 31, 2026, the Issuer and 3i, LP entered into a letter agreement, pursuant to which the Issuer issued to 3i, LP (a) 100 shares of Series B Preferred Stock, (b) Warrants to purchase 3,077 shares of Common Stock at an initial exercise price of $3.62 per share, (c) 7,637 shares of Series C Preferred Stock and (d) Warrants to purchase 1,053,969 shares of Common Stock for an initial exercise price of $3.62 per share, for an aggregate purchase price of $7,737,000, consisted of (a) $6,137,000 retained by 3i, LP to satisfy overdue cash true-up payments pursuant to Section 6(b) of the Certificate of Designation of Rights and Preferences of the Series C Preferred Stock, (b) $100,000 retained by 3i, LP to pay the fees of its legal counsel in connection with the purchase of the Issuer's securities by it and (c) $1,500,000 paid to the Issuer in immediately available funds.

Cross-References

Insider Activity (last 365d)
1 transaction
0 buys · 0 sales · 1 awards/exercises
Issuer Cluster
7 13D/G filings on this issuer
6 other filings besides this one
Filer Track Record
7 filings by this filer
6 other filings in the data moat
Short Interest · settle 2026-08-14
DTC 1.00
1,646,299 shares short · +96.5% vs prior

Form 4 Insider Transactions · last 365d

DateInsiderRoleTypeSharesPriceValue
2026-05-18 Handley Michael K director, officer Option exercise 2,206

Other 13D/G Filings on Valion Bio, Inc.

FiledFormFilerStakeShares
2026-08-27 SCHEDULE 13D/A 3i, LP 9.90% 3,334,139 view →
2026-08-24 SCHEDULE 13D/A 3i, LP 9.90% 2,102,780 view →
2026-08-19 SCHEDULE 13D/A 3i, LP 9.90% 2,050,200 view →
2026-08-14 SCHEDULE 13D/A 3i, LP 9.90% 1,742,699 view →
2026-08-11 SCHEDULE 13D/A 3i, LP 9.90% 446,759 view →
2026-08-03 SCHEDULE 13D 3i, LP 9.90% 446,759 view →

Other Filings by 3i, LP

FiledFormIssuerStakeShares
2026-08-27 SCHEDULE 13D/A Valion Bio, Inc. 9.90% 3,334,139 view →
2026-08-24 SCHEDULE 13D/A Valion Bio, Inc. 9.90% 2,102,780 view →
2026-08-19 SCHEDULE 13D/A Valion Bio, Inc. 9.90% 2,050,200 view →
2026-08-14 SCHEDULE 13D/A Valion Bio, Inc. 9.90% 1,742,699 view →
2026-08-11 SCHEDULE 13D/A Valion Bio, Inc. 9.90% 446,759 view →
2026-08-03 SCHEDULE 13D Valion Bio, Inc. 9.90% 446,759 view →

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