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SCHEDULE Filed 2026-01-07 Event 2025-12-31 SEC 0001654954-26-000149 →

North Run Strategic Opportunities Fund I, LP LIGHTPATH TECHNOLOGIES INC LPTH

Stake: 18.90% Shares: 12,683,638 CUSIP: 532257805 Class: Class A common stock, $0.01 par value

Item 4 — Purpose of Transaction

Item 4 is hereby amended and supplemented to add the following at the end thereof: On December 31, 2025, the Issuer paid off the Promissory Note in full. As a result, each of NR-DNP, North Run LP, North Run Advisors, Mr. Ellis, Mr. Hammer and Mr. Bosco is no longer deemed to be a beneficial owner of any Shares underlying Series G Preferred that could have been issued upon conversion of the Promissory Note, and each of NR-DNP, North Run LP, North Run Advisors and Mr. Bosco is no longer a Reporting Person on the Schedule 13D. On January 5, 2026, NR-SOF received 2,728,968 Shares upon the cashless exercise of 3,499,289 Warrants. On June 16, 2025, at a special meeting of stockholders held by the Issuer, the stockholders of the Issuer voted in favor of the Stockholder Approval. In accordance with such Stockholder Approval, on January 5, 2026, NR-SOF provided notice to the Issuer that it was electing for the Beneficial Ownership Limitation and the Exchange Cap to no longer apply to the Warrants and the shares of Series G Preferred held by such Reporting Persons.

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Short Interest · settle 2026-03-31
DTC 1.72
3,397,858 shares short · -4.6% vs prior

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