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SCHEDULE 13D/A
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0001493152-26-036428
Stake: 61.30%
Shares: 1,641,162
CUSIP: 18506U203
Class: Common Stock, Par Value $0.001 Per Share
Item 4 — Purpose of Transaction
This Amendment No. 3 is being filed to report the cancellation of the Warrant in its entirety for no consideration. On July 1, 2026, the Issuer entered into the Merger Agreement, pursuant to which Merger Sub will merge with and into Cortigent, with Cortigent surviving as a wholly-owned subsidiary of the Issuer. As consideration for all of the issued and outstanding shares of common stock of Cortigent, Vivani will receive 12,500,000 shares of the Issuer's common stock. The Merger Agreement was disclosed by the Issuer in a Current Report on Form 8-K filed with the SEC on July 6, 2026. As the majority beneficial owner of the Issuer's common stock, the Reporting Persons are supportive of the Merger Agreement. Except as described herein, the Reporting Persons have no plans or proposals which relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons reserve the right to change their plans and intentions at any time, as they deem appropriate.
Cross-References
Insider Activity (last 365d)
1 transaction
0 buys · 0 sales · 0 awards/exercises
Issuer Cluster
5 13D/G filings on this issuer
4 other filings besides this one
Filer Track Record
1 filings by this filer
0 other filings in the data moat
Short Interest · settle 2026-07-15
DTC 1.00
142,551 shares short · +684.9% vs prior
Form 4 Insider Transactions · last 365d
| Date | Insider | Role | Type | Shares | Price | Value |
| 2026-08-04 |
First Finance Ltd. |
10%+ owner |
J |
437,500 |
$5.00 |
$2.19M |
Other 13D/G Filings on CLEARONE INC
| Filed | Form | Filer | Stake | Shares | |
| 2025-02-28 |
SCHEDULE |
BAGLEY EDWARD D |
49.90% |
13,314,156 |
view → |
| 2024-03-18 |
SC |
BAGLEY E BRYAN |
— |
— |
view → |
| 2020-09-22 |
SC |
HAKIMOGLU ZEYNEP |
— |
— |
view → |
| 2020-09-22 |
SC |
BAGLEY EDWARD D |
— |
— |
view → |
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