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SCHEDULE Filed 2025-02-14 Event 2025-02-12 SEC 0001273303-25-000005 →

HLA INVESTMENTS LLC Hamilton Lane INC HLNE

Stake: 28.10% Shares: 15,657,470 CUSIP: 407497106 Class: Class A Common Stock, par value $0.001

Item 4 — Purpose of Transaction

Item 3 to this Amendment No. 13 is hereby incorporated by reference. Pursuant to lock-up agreements, the Issuer, HLA, certain directors and executive officers and certain of the Reporting Persons (collectively owning approximately 26.9% of the Issuer's common stock as of February 12, 2025) agreed that, without the prior written consent of the underwriter for the February 2025 Offering, they will not, subject to specified exceptions, directly or indirectly, (1) offer, pledge, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, or otherwise transfer or dispose of, directly or indirectly, any shares of the Issuer's common stock or any securities convertible into or exercisable or exchangeable for such common stock (including without limitation, common stock or such other securities which may be deemed to be beneficially owned in accordance with the rules and regulations of the SEC and securities which may be issued upon exercise of a stock option or warrant), or publicly disclose the intention to make any offer, sale, pledge or disposition, (2) enter into any swap or other agreement that transfers, in whole or in part, any of the economic consequences of ownership of the Issuer's common stock or such other securities, whether any such transaction described in clause (1) or (2) above is to be settled by delivery of common stock or such other securities, in cash or otherwise or (3) make any demand for or exercise any right with respect to the registration of any shares of the Issuer's common stock or any security convertible into or exercisable or exchangeable for such common stock for a period of 45 days after the date of the prospectus supplement related to the February 2025 Offering.

Cross-References

Insider Activity (last 365d)
0 transactions
0 buys · 0 sales · 0 awards/exercises
Issuer Cluster
3 13D/G filings on this issuer
2 other filings besides this one
Filer Track Record
2 filings by this filer
1 other filing in the data moat
Short Interest · settle 2026-03-31
DTC 5.03
3,286,646 shares short · -8.0% vs prior

Institutional Consensus · 2025-12-31

Held by elite portfolio managers
1 holder · $5.73M
Point72 Asset Mgmt

Other 13D/G Filings on Hamilton Lane INC

FiledFormFilerStakeShares
2025-04-02 SCHEDULE HLA INVESTMENTS LLC 28.20% 15,729,416 view →
2018-03-23 SC Hamilton Lane INC view →

Other Filings by HLA INVESTMENTS LLC

FiledFormIssuerStakeShares
2025-04-02 SCHEDULE Hamilton Lane INC HLNE 28.20% 15,729,416 view →

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