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SCHEDULE 13D/A Filed 2026-10-26 Event 2026-10-22 SEC 0001213900-26-112637 →

Antalpha Capital (HK) Ltd → Aurelion Inc. AURE

Stake: 49.10% Shares: 24,841,271 CUSIP: G7244A127 Class: Class A Ordinary Shares, par value $0.00625 per share
Composite Decision Signal · PASS (LOW BASE-RATE EDGE) Conviction Score: 27/100
  • Active Schedule 13D filer baseline
  • High conviction ownership stake (49.1%)
  • Short interest building (+455.1% vs prior settlement)

Item 4 — Purpose of Transaction

Item 4 of the Statement is hereby amended and supplemented by the following: The information regarding the Subscription set forth in Item 3 above is incorporated into this Item 4 by reference. Antalpha Capital (HK) Limited entered into the Subscription Agreement to increase its investment in the Issuer and to support the development of the Issuer's digital gold business. Pursuant to the Subscription Agreement, the Issuer agreed to use the proceeds from the Subscription for working capital and operating expenses. The closing is expected to happen on October 29, 2026 or another mutually agreed date. The parties' respective obligations to consummate the Subscription are subject to satisfaction or waiver of customary closing conditions, including the material accuracy of representations and warranties, material compliance with pre-closing covenants, receipt of requisite Issuer board approvals and absence of any legal prohibition. Antalpha Capital (HK) Limited's obligation is additionally conditioned upon the absence of a continuing Material Adverse Effect, as defined in the Subscription Agreement, and Nasdaq having raised no objection to the additional-share listing notification or the contemplated transactions. The Subscription Agreement may be terminated by the Issuer or the Antalpha Capital (HK) Limited under certain circumstances. The Subscription will further strengthen the Reporting Persons' existing controlling voting position in the Issuer. The Reporting Persons' beneficial ownership and the voting rights associated with their holdings are described in Item 5 and the cover-page footnotes of this Amendment, which are incorporated herein by reference. The information disclosed in this paragraph and the preceding paragraphs does not purport to be complete and is qualified in its entirety by reference to the Subscription Agreement, a copy of which is filed hereto as Exhibit 99.1 by incorporation by reference in its entirety. Except as described in this Statement, each of the Reporting Person does not have any present plans or proposals that relate to or would result in any of the actions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D, although, subject to the agreements described herein, each of the Reporting Person, at any time, and from time to time, may review, reconsider and change his position and/or change his purpose and/or develop such plans and may seek to influence management of the Issuer or the Board of Directors with respect to the business and affairs of the Issuer and may from time to time consider pursuing or proposing such matters with advisors, the Issuer, or other persons.

Cross-References

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Short Interest · settle 2026-10-15
DTC 1.42
75,074 shares short · +455.1% vs prior

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