McCarthy Lee → Aeluma, Inc. ALMU

Since Mr. McCarthy filed Schedule 13D on June 30, 2021, he has not acquired any shares of Common Stock. He started selling shares of Common Stock on August 1, 2024, as set forth below, and as of March 30, 2025, beneficially owned 743,425 shares of the Issuer, representing approximately 4.7% of the outstanding shares following the Issuer engaging in a firm commitment underwriting for the sale of 2,285,714 shares of its common stock and an uplisting to the Nasdaq Capital Market. Date Action Price ($1)1 Quantity Percent of holdings 8/1/2024 - 8/5/2024 Sale 3.07 10352 -1.1% 8/14/24 Donation - Transfer 2.93 10000 -1.0% shares to charity 8/23/24 - 9/5/2024 Sale 2.93 1500 -0.2% 9/9/24 Donation - Transfer 2.82 10000 -1.1% shares to charity 9/20/24 - 9/23/24 Sale 3.28 12500 -1.3% 9/26/2024 - 10/18/2024 Sale 3.15 11655 -1.3% 10/22/2024 - 11/8/2024 Sale 3.12 7993 -0.9% 11/20/24 Donation - Transfer 3.30 10000 -1.1% shares to charity 12/13/25 Sale 5.21 8000 -0.9% 12/18/2024 - 12/19/2024 Sale 9.26 8980 -1.0% 12/23/24 Sale 7.62 5020 -0.6% 1/10/25 Sale 7.31 4000 -1.6% 1/16/2025 -1/21/2025 Sale 7.28 9098 -1.1% 1/22/2025 - 1/27/2025 Sale 7.09 18902 -2.3% 1/31/2025 - 2/4/2025 Sale 6.70 10021 -1.2% 2/7/2025 - 2/14/2025 Sale 6.63 7179 -0.9% 2/19/25 Sale 6.27 10800 -1.3% 2/25/25 Sale 5.90 14000 -1.8% 2/27/2025 - 2/28/2025 Sale 6.32 7500 -0.9% 2/28/25 Sale 6.25 6500 -0.8% 3/14/25 Sale 6.14 10000 -1.3% 3/18/25 Sale 6.00 15300 -2.0% 3/20/25 Sale 6.07 14700 -2.0% (1) *Share prices are average prices on the trading day(s) stated in the table.