SCHEDULE Filed 2025-07-11 Event 2025-07-09 SEC 0001213900-25-063439 →

Ocean Capital LLC → Puerto Rico Residents Tax-Free Fund IV, Inc.

Stake: 6.90% Shares: 636,494 CUSIP: 74527N108 Class: Common Shares, $0.01 par value

Item 4 — Purpose of Transaction

Item 4 is hereby supplemented to add the following paragraphs: On July 9, 2025 Ocean Capital sent a letter to the Issuer containing a stockholder proposal, under Rule 14a-8, for presentation to the Issuer's stockholders at the Issuer's 2025 annual meeting of stockholders, to terminate all existing investment advisory and management agreements between the Issuer and its investment advisor (the "2025 Proposal Letter"). The foregoing summary of the 2025 Proposal Letter does not purport to be complete and is qualified in its entirety by reference to the full text of the 2025 Proposal Letter, a copy of which is attached hereto as Exhibit F.

Cross-References

Insider Activity (last 365d)

0 transactions

0 buys · 0 sales · 0 awards/exercises

Issuer Cluster

1 13D/G filings on this issuer

0 other filings besides this one

Filer Track Record

40 filings by this filer

39 other filings in the data moat

Short Interest

—

Not in latest FINRA snapshot

Other Filings by Ocean Capital LLC

Filed	Form	Issuer	Stake	Shares
2026-07-14	SCHEDULE 13D/A	Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc.	8.10%	2,181,569	view →
2026-05-22	SCHEDULE 13D/A	Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc.	7.40%	2,016,841	view →
2026-05-22	SCHEDULE 13D/A	Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc.	6.20%	1,794,528	view →
2026-05-04	SCHEDULE 13D	Puerto Rico Residents Tax-Free Fund V, Inc.	8.10%	1,077,198	view →
2026-01-20	SCHEDULE	Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.	8.80%	2,709,608	view →
2026-01-02	SCHEDULE	Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.	8.80%	2,709,608	view →
2025-07-11	SCHEDULE	Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.	4.60%	1,405,171	view →
2025-07-01	SCHEDULE	Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.	4.60%	1,405,171	view →
2025-03-17	SCHEDULE	Puerto Rico Residents Tax-Free Fund, Inc.	12.10%	961,867	view →
2025-03-07	SCHEDULE	Tax Free Fund for Puerto Rico Residents, Inc.	13.30%	1,479,364	view →
2025-01-27	SCHEDULE	Tax Free Fund for Puerto Rico Residents, Inc.	13.30%	1,479,364	view →
2024-10-21	SC	Puerto Rico Residents Tax-Free Fund, Inc.	—	—	view →
2024-07-10	SC	Puerto Rico Residents Tax-Free Fund, Inc.	—	—	view →
2024-07-03	SC	Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.	—	—	view →
2024-05-16	SC	Puerto Rico Residents Tax-Free Fund VI, Inc.	—	—	view →
2024-04-08	SC	Tax Free Fund for Puerto Rico Residents, Inc.	—	—	view →
2024-01-10	SC	Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.	—	—	view →
2023-12-19	SC	Puerto Rico Residents Tax-Free Fund, Inc.	—	—	view →
2023-12-11	SC	Tax Free Fund for Puerto Rico Residents, Inc.	—	—	view →
2023-10-16	SC	Puerto Rico Residents Tax-Free Fund VI, Inc.	—	—	view →

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