RILEY BRYANT R → B. Riley Financial, Inc. RILYT

Stake: 23.00% Shares: 7,041,164 CUSIP: 05580M108 Class: Common Stock, par value $0.0001 par value

Item 4 — Purpose of Transaction

Item 4 is amended to add the following: On March 3, 2025, Bryant R. Riley submitted a letter (the "Letter") to the Board of Directors of the Company announcing that he is suspending his pursuit of the proposed "going private" transaction to focus on continuing to work together to help the Company succeed.

Cross-References

Insider Activity (last 365d)

6 transactions

6 buys · 0 sales · 0 awards/exercises

Issuer Cluster

1 13D/G filings on this issuer

0 other filings besides this one

Filer Track Record

1 filings by this filer

0 other filings in the data moat

Short Interest · settle 2026-03-31

DTC 1.00

8,168 shares short · +39.2% vs prior

Form 4 Insider Transactions · last 365d

Date	Insider	Role	Type	Shares	Price	Value
2026-04-03	Brandt Tamara Sue	director	Award	3,660	—	—
2026-04-03	Labran Renee E	director	Award	3,660	—	—
2026-04-03	D Agostino Robert P	director	Award	3,660	—	—
2026-04-03	PAULSON RANDALL E	director	Award	3,660	—	—
2026-04-03	Walters Marian	director	Award	3,660	—	—
2026-04-03	ANTIN ROBERT L	director	Award	3,660	—	—

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