SCHEDULE 13D/A Filed 2026-07-15 Event 2026-07-15 SEC 0001193125-26-304251 →

MITSUBISHI UFJ FINANCIAL GROUP INC → MORGAN STANLEY MS-PQ

Stake: 24.12% Shares: 380,511,118 CUSIP: 617446448 Class: Common Stock, par value $0.01 per Share

Item 4 — Purpose of Transaction

On April 18, 2018, MUFG entered into a sales plan (the "Plan") with the Company and Morgan Stanley & Co. LLC ("MS & Co.") to sell shares of Common Stock to the Company, through its agent MS & Co., as part of the Company's share repurchase program. The Plan was filed as Exhibit 20 to the thirteenth amendment to the Schedule 13D. On December 10, 2020, the Company provided written notice to MUFG pursuant to Paragraph F.2(i) of the Plan to suspend the Plan effective immediately. On July 15, 2026, MUFG provided written notice to the Company that Sales (as defined in the Plan) shall resume with July 30, 2026 as the first Sale Day.

Cross-References

Insider Activity (last 365d)

103 transactions

28 buys · 36 sales · 12 awards/exercises

Issuer Cluster

7 13D/G filings on this issuer

6 other filings besides this one

Filer Track Record

7 filings by this filer

6 other filings in the data moat

Short Interest

—

Not in latest FINRA snapshot

Institutional Consensus · 2025-12-31

Held by elite portfolio managers

1 holder · $135.54M

Point72 Asset Mgmt

Form 4 Insider Transactions · last 365d

Date	Insider	Role	Type	Shares	Price	Value
2026-04-20	GROSSMAN ERIC F	officer	Sale	5,559	$190.00	$1.06M
2026-04-20	GROSSMAN ERIC F	officer	Sale	5,559	$191.50	$1.06M
2026-04-17	SIMKOWITZ DANIEL A	officer	Gift	8,000	—	—
2026-04-17	SIMKOWITZ DANIEL A	officer	Sale	14,690	$189.24	$2.78M
2026-04-16	SAPERSTEIN ANDREW M	officer	Sale	6,584	$187.20	$1.23M
2026-04-16	YESHAYA SHARON	officer	Gift	9,172	—	—
2026-04-16	CRAWLEY MANDELL	officer	Sale	2,546	$187.25	$477K
2026-04-16	CRAWLEY MANDELL	officer	Sale	13,283	$188.38	$2.50M
2026-04-16	CRAWLEY MANDELL	officer	Sale	300	$189.05	$57K
2026-04-16	CRAWLEY MANDELL	officer	Gift	1,053	—	—
2026-04-16	SAPERSTEIN ANDREW M	officer	Sale	33,541	$188.37	$6.32M
2026-04-16	SAPERSTEIN ANDREW M	officer	Sale	6,353	$189.15	$1.20M
2026-04-16	SAPERSTEIN ANDREW M	officer	Sale	1,400	$190.44	$267K
2026-04-16	SAPERSTEIN ANDREW M	officer	Sale	3,190	$191.30	$610K
2026-04-16	SAPERSTEIN ANDREW M	officer	Sale	600	$192.12	$115K
2026-03-12	YESHAYA SHARON	officer	Award	17,399	—	—
2026-03-12	SIMKOWITZ DANIEL A	officer	Award	32,865	—	—
2026-03-12	SAPERSTEIN ANDREW M	officer	Award	52,777	—	—
2026-03-12	Pizzi Michael A.	officer	Award	16,432	—	—
2026-03-12	GROSSMAN ERIC F	officer	Award	22,715	—	—
2026-03-12	CRAWLEY MANDELL	officer	Award	9,666	—	—
2026-03-12	PICK EDWARD	director, officer	Award	60,897	—	—
2026-03-12	PICK EDWARD	director, officer	F	33,677	$160.89	$5.42M
2026-03-12	CRAWLEY MANDELL	officer	F	4,935	$160.89	$794K
2026-03-12	GROSSMAN ERIC F	officer	F	11,597	$160.89	$1.87M

Showing 25 of 103

Other 13D/G Filings on MORGAN STANLEY

Filed	Form	Filer	Stake	Shares
2023-10-16	SC	MITSUBISHI UFJ FINANCIAL GROUP INC	—	—	view →
2021-04-13	SC	MITSUBISHI UFJ FINANCIAL GROUP INC	—	—	view →
2020-12-11	SC	MITSUBISHI UFJ FINANCIAL GROUP INC	—	—	view →
2020-10-28	SC	MITSUBISHI UFJ FINANCIAL GROUP INC	—	—	view →
2018-04-18	SC	MITSUBISHI UFJ FINANCIAL GROUP INC	—	—	view →
2018-03-05	SC	MITSUBISHI UFJ FINANCIAL GROUP INC	—	—	view →

Other Filings by MITSUBISHI UFJ FINANCIAL GROUP INC

Filed	Form	Issuer	Stake	Shares
2023-10-16	SC	MORGAN STANLEY MS-PQ	—	—	view →
2021-04-13	SC	MORGAN STANLEY MS-PQ	—	—	view →
2020-12-11	SC	MORGAN STANLEY MS-PQ	—	—	view →
2020-10-28	SC	MORGAN STANLEY MS-PQ	—	—	view →
2018-04-18	SC	MORGAN STANLEY MS-PQ	—	—	view →
2018-03-05	SC	MORGAN STANLEY MS-PQ	—	—	view →

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