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SCHEDULE 13D/A Filed 2026-04-08 Event 2026-04-06 Intent: M&A-ARB SEC 0001193125-26-148276 →

Carlson Capital, L.P. SWK HOLDINGS CORPORATION SWKHL

Stake: Shares: 0 CUSIP: 78501P203 Class: Common Stock, par value $0.001 per share
AI Analyst Brief conf: high
Merger completed April 6, 2026 per the October 2025 agreement — SWK merged into Runway Growth Finance Corp.'s acquisition sub at 1.7264 RWAY shares per SWK share; this 13D/A is a closing update, not a new activist position.

Item 4 — Purpose of Transaction

The information previously provided in response to Item 4 is hereby amended and supplemented by adding the following information: On April 6, 2026, pursuant to the Agreement and Plan of Merger dated as of October 9, 2025 (the "Merger Agreement"), Runway Growth Finance Corp. ("Parent"), RWAY Portfolio Holding Corp., RWAY Portfolio Corp. ("Acquisition Sub"), Runway Growth Capital LLC ("Adviser") and SWK Holdings Corporation ("SWK") effected a merger pursuant to which SWK was merged with and into Acquisition Sub (the "First Merger"). Pursuant to the Merger Agreement, upon completion of the First Merger (the "Effective Time"), each issued and outstanding common stock of SWK ("SWK Common Stock") was cancelled and converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of Parent ("Parent Common Stock" and such consideration, the "Per Share Stock Consideration") or (B) $20.59 in cash (the "Per Share Cash Consideration") (in each case, based on the election of the holder thereof in accordance with the terms of the Merger Agreement and subject to proration as provided therein) plus (ii) $0.74 in cash, which represents a pro rata share of the guaranteed cash payment paid by the Adviser (the "Per Share Guaranteed Cash Payment" and collectively with the Per Share Stock Consideration and the Per Share Cash Consideration, the "Total Per Share Consideration"). As a result, the Reporting Persons no longer beneficially own any shares of the Issuer.

Cross-References

Insider Activity (last 365d)
1 transaction
0 buys · 0 sales · 0 awards/exercises
Issuer Cluster
1 13D/G filings on this issuer
0 other filings besides this one
Filer Track Record
1 filings by this filer
0 other filings in the data moat
Short Interest · settle 2026-03-31
DTC 1.00
2,202 shares short · -13.9% vs prior

Form 4 Insider Transactions · last 365d

DateInsiderRoleTypeSharesPriceValue
2026-04-06 Carlson Capital, L.P. 10%+ owner J 8,493,088

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