SC Filed 2023-06-20 Event — SEC 0001193125-23-169571 →

Imperial Capital Asset Management, LLC → Great Elm Group, Inc. GEGGL

Stake: — Shares: —

Item 4 — Purpose of Transaction

Not extracted from this filing — typically because it's an amendment (13D/A) and Item 4 is unchanged from the parent filing. Read the raw SEC filing →

Cross-References

Insider Activity (last 365d)

1 transaction

0 buys · 0 sales · 1 awards/exercises

Issuer Cluster

7 13D/G filings on this issuer

6 other filings besides this one

Filer Track Record

1 filings by this filer

0 other filings in the data moat

Short Interest · settle 2026-07-15

DTC 3.66

5,450 shares short · +29.7% vs prior

Form 4 Insider Transactions · last 365d

Date	Insider	Role	Type	Shares	Price	Value
2026-05-28	Reese Jason W.	director, officer, 10%+ owner	Gift	99,637	—	—

Other 13D/G Filings on Great Elm Group, Inc.

Filed	Form	Filer	Stake	Shares
2026-07-14	SCHEDULE 13D/A	Northern Right Capital Management, L.P.	—	5,425,180	view →
2025-02-07	SCHEDULE	Northern Right Capital Management, L.P.	20.10%	5,918,677	view →
2025-01-21	SCHEDULE	Northern Right Capital Management, L.P.	19.10%	5,886,170	view →
2023-01-11	SC	Imperial Capital Group Holdings II, LLC	—	—	view →
2022-12-27	SC	LONG BALL PARTNERS LLC	—	—	view →
2021-05-21	SC	LONG BALL PARTNERS LLC	—	—	view →

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