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SCHEDULE 13D/A Filed 2026-09-11 Event 2026-09-09 SEC 0001104659-26-107182 →

Barron Gerard → TMC the metals Co Inc. TMC

Stake: 6.90% Shares: 30,809,638 CUSIP: 87261Y106 Class: Common Shares without par value
Composite Decision Signal · PASS (LOW BASE-RATE EDGE) Conviction Score: 43/100
  • Active Schedule 13D filer baseline
  • Material 8-K governance/transaction event (Item 5.02 / 1.01 / 2.01) within ±30d
  • Held by 1 tracked 13F institutional manager
  • Elevated short days-to-cover (5.8 DTC)
  • Short interest building (+15.9% vs prior settlement)

Item 4 — Purpose of Transaction

Item 4 is hereby supplemented by adding the following after the end of the second paragraph thereof: On November 22, 2024, the Reporting Person acquired 260,417 Common Shares upon the vesting and settlement of restricted stock units issued to the Reporting Person pursuant to the Issuer's incentive plans On March 20, 2025, the Reporting Person acquired an aggregate of 1,247,191 Common Shares upon the vesting and settlement of restricted stock units issued to the Reporting Person pursuant to the Issuer's incentive plans. On March 20, 2026, the Reporting Person acquired an aggregate of 1,438,075 Common Shares upon the vesting and settlement of restricted stock units issued to the Reporting Person pursuant to the Issuer's incentive plans. On October 28, 2025, the Reporting Person acquired 6,666,667 Common Shares upon the vesting and settlement of restricted stock units awarded to the Reporting Person in April 2024 upon the achievement of a $7.50 Common Share average closing price vesting threshold. On September 9, 2026, the warrants to purchase 89,394 Common Shares acquired by the Reporting Person on December 24, 2021 in privately negotiated purchases expired pursuant to their terms without the Reporting Person exercising these warrants.

Cross-References

Insider Activity (last 365d)
1 transaction
1 buys · 0 sales · 0 awards/exercises
Issuer Cluster
10 13D/G filings on this issuer
9 other filings besides this one
Filer Track Record
6 filings by this filer
5 other filings in the data moat
Short Interest · settle 2026-10-15
DTC 5.82
34,777,974 shares short · +15.9% vs prior

Institutional Consensus · 2025-12-31

Held by elite portfolio managers
1 holder · $1.60M
Point72 Asset Mgmt

Form 4 Insider Transactions · last 365d

DateInsiderRoleTypeSharesPriceValue
2026-09-11 Hall Andrew director Award 72,935 — —

Other 13D/G Filings on TMC the metals Co Inc.

FiledFormFilerStakeShares
2026-07-07 SCHEDULE 13D/A Allseas Group S.A. 15.60% 66,502,501 view →
2023-04-05 SC Barron Gerard — — view →
2022-07-06 SC Barron Gerard — — view →
2022-04-01 SC Karkar Andrei — — view →
2022-02-22 SC Barron Gerard — — view →
2022-01-05 SC Karkar Andrei — — view →
2022-01-04 SC Karkar Andrei — — view →
2021-12-29 SC Barron Gerard — — view →
2021-10-07 SC Barron Gerard — — view →

Other Filings by Barron Gerard

FiledFormIssuerStakeShares
2023-04-05 SC TMC the metals Co Inc. TMCWW — — view →
2022-07-06 SC TMC the metals Co Inc. TMCWW — — view →
2022-02-22 SC TMC the metals Co Inc. TMCWW — — view →
2021-12-29 SC TMC the metals Co Inc. TMCWW — — view →
2021-10-07 SC TMC the metals Co Inc. TMCWW — — view →

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