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SCHEDULE 13D/A Filed 2026-09-15 Event 2026-09-14 SEC 0001099910-26-000264 →

A.L. Sarroff Fund, LLC PetVivo Holdings, Inc. PETV

Stake: 38.20% Shares: 16,940,839 CUSIP: 716817408 Class: Common Stock, par value $0.001 per share

Item 4 — Purpose of Transaction

The information set forth in or incorporated by reference in Item 3 of this Schedule 13D is hereby incorporated by reference in its entirety into this Item 4. The Reporting Persons intend to continue to review their investment in the Issuer on a continuing basis, and depending upon various factors, including without limitation, the Issuer's financial position and strategic direction, the outcome of any discussions referenced above, overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of securities of the Issuer at prices that would make the purchase or sale of such securities desirable, the Reporting Persons may endeavor (i) to increase or decrease their position in the Issuer through, among other things, the purchase or sale of securities of the Issuer, including through transactions involving the shares common stock and/or other equity, debt, notes, other securities, or derivative or other instruments that are based upon or relate to the value of securities of the Issuer in the open market or in private transactions, on such terms and at such times as the Reporting Persons may deem advisable and/or (ii) to enter into transactions that increase or decrease their economic exposure to the shares of common stock without affecting their beneficial ownership of the shares of common stock or adjust their exposure to the shares of common stock in ways that would affect their beneficial ownership of the shares of common stock. Except to the extent the foregoing may be deemed a plan or proposal, none of the Reporting Persons has any plans or proposals which relate to, or could result in, any of the matters referred to in subparagraphs (a) - (j) of Item 4 of Schedule 13D. The Reporting Persons may, at any time and from time to time, (i) review or reconsider their position and/or change their purpose and/or formulate plans or proposals with respect thereto and (ii) consider or propose one or more of the actions described in subparagraphs (a) - (j) of Item 4 of Schedule 13D.

Cross-References

Insider Activity (last 365d)
4 transactions
2 buys · 0 sales · 0 awards/exercises
Issuer Cluster
2 13D/G filings on this issuer
1 other filing besides this one
Filer Track Record
1 filings by this filer
0 other filings in the data moat
Short Interest · settle 2026-08-31
DTC 1.22
19,470 shares short · +1.4% vs prior

Form 4 Insider Transactions · last 365d

DateInsiderRoleTypeSharesPriceValue
2026-09-09 Lai John director, officer Award 31,250 $0.78 $24K
2026-09-08 LOWENTHAL GARRY N officer Award 31,250 $0.80 $25K
2026-09-08 LOWENTHAL GARRY N officer C 31,250 $1.10 $34K
2026-09-08 Lai John director, officer C 31,250 $1.10 $34K

Other 13D/G Filings on PetVivo Holdings, Inc.

FiledFormFilerStakeShares
2024-05-30 SC CRUDEN STANLEY C view →

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