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SC Filed 2020-03-06 Event — SEC 0001062993-20-001271 →

DNCA FINANCE BioXcel Therapeutics, Inc. BTAI

Stake: Shares:

Item 4 — Purpose of Transaction

Not extracted from this filing — typically because it's an amendment (13D/A) and Item 4 is unchanged from the parent filing. Read the raw SEC filing →

Cross-References

Insider Activity (last 365d)
49 transactions
15 buys · 0 sales · 34 awards/exercises
Issuer Cluster
2 13D/G filings on this issuer
1 other filing besides this one
Filer Track Record
4 filings by this filer
3 other filings in the data moat
Short Interest · settle 2026-07-15
DTC 1.64
4,043,653 shares short · +10.4% vs prior

Form 4 Insider Transactions · last 365d

DateInsiderRoleTypeSharesPriceValue
2026-06-15 Yocca Frank officer Option exercise 35
2026-06-15 Mehta Vimal director, officer Option exercise 219
2026-05-01 Mehta Vimal director, officer Option exercise 18,000
2026-05-01 Steinhart Richard I officer Option exercise 9,000
2026-05-01 Yocca Frank officer Option exercise 9,000
2026-05-01 Rodriguez Javier officer Option exercise 9,000
2026-03-15 Yocca Frank officer Option exercise 35
2026-03-15 Rodriguez Javier officer Option exercise 35
2026-03-15 Steinhart Richard I officer Option exercise 35
2026-03-15 Mehta Vimal director, officer Option exercise 219
2026-03-14 Mehta Vimal director, officer Option exercise 164
2026-03-14 Steinhart Richard I officer Option exercise 33
2026-03-14 Rodriguez Javier officer Option exercise 33
2026-03-14 Yocca Frank officer Option exercise 33
2026-01-09 Laumas Sandeep director Award 17,000 $2.01 $34K
2026-01-09 Patni Rajiv director Award 17,000 $2.01 $34K
2026-01-09 MUELLER PETER director Award 17,000 $2.01 $34K
2026-01-09 Votruba Michal director Award 17,000 $2.01 $34K
2026-01-09 MILLER MICHAEL PATRICK director Award 17,000 $2.01 $34K
2026-01-09 Bray June director Award 17,000 $2.01 $34K
2026-01-09 MACK DAVID J. director Award 17,000 $2.01 $34K
2026-01-01 Yocca Frank officer Award 70,000
2026-01-01 Steinhart Richard I officer Award 70,000
2026-01-01 Mehta Vimal director, officer Award 199,032
2026-01-01 Rodriguez Javier officer Award 70,000
Showing 25 of 49

Other 13D/G Filings on BioXcel Therapeutics, Inc.

FiledFormFilerStakeShares
2020-02-24 SC DNCA FINANCE view →

Other Filings by DNCA FINANCE

FiledFormIssuerStakeShares
2023-02-21 SC Evelo Biosciences, Inc. view →
2022-11-21 SC Evelo Biosciences, Inc. view →
2020-02-24 SC BioXcel Therapeutics, Inc. BTAI view →

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