| Filed | Form | Issuer | Stake | Shares | |
|---|---|---|---|---|---|
| 2021-03-10 | SC | Roth CH Acquisition III Co | — | — | view → |
| 2018-01-11 | SC | Pfenex Inc. | — | — | view → |
| 2018-01-02 | SC | JOINT Corp JYNT | — | — | view → |
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