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SCHEDULE Filed 2025-04-14 Event 2025-04-11 SEC 0000950142-25-001055 →

Viola Vincent J Virtu Financial, Inc. VIRT

Stake: 45.20% Shares: 67,483,466 CUSIP: 928254101 Class: Class A Common Stock

Item 4 — Purpose of Transaction

Item 4 of the Schedule 13D is hereby amended and supplemented to incorporate by reference the information set forth in Item 3 of this Amendment No. 7. Following the transactions contemplated in this Amendment No. 7, TJMT continues to beneficially own the majority of the voting power of the outstanding capital stock of the Issuer as a result of holding shares of the Class D Common Stock and therefore can approve or disapprove any matter requiring a majority vote of the Issuer's stockholders. As a result of the Reporting Persons' stock ownership, Mr. Vincent Viola's positions as Chairman Emeritus and a member of the Board and Mr. Michael T. Viola's position as Chairman of the Board, the Reporting Persons continue to be in a position to influence the management and policies of the Issuer and to influence the outcome of corporate actions requiring stockholder approval. In the future, from time to time and at any time, the Reporting Persons may (i) in the open market, in privately negotiated transactions or otherwise, acquire additional securities of the Issuer, including in acquisitions from affiliates of the Reporting Persons; (ii) dispose of or transfer all or a portion of the securities of the Issuer that the Reporting Persons now own or may hereafter acquire, including sales pursuant to the Amended and Restated Registration Rights Agreement, dated as of April 20, 2017, by and among the Issuer, TJMT, the Temasek Entities, Ordinal and the additional holders named therein, to any person or entity, including dispositions to affiliates of the Reporting Persons; (iii) enter into derivative transactions with institutional counterparties with respect to the Issuer's securities; (iv) cause or seek to cause the Issuer or any of its subsidiaries to acquire all or a portion of another person's assets or business, including in acquisitions from affiliates of the Reporting Persons; (v) cause or seek to cause the Issuer or any of its subsidiaries to enter into one or more acquisitions, business combinations or mergers or to sell, transfer or otherwise dispose of all or any portion of the Issuer's assets or business to any person or entity, including acquisitions, business combinations, mergers, sales, transfers and other dispositions with or to affiliates of the Reporting Persons; (vi) restructure the Issuer's or any of its subsidiaries' capitalization, indebtedness or holding company arrangements; (vii) make personnel changes to the present management or the Board deemed necessary or desirable; (viii) pledge securities of the Issuer to secure obligations of the Reporting Persons; (ix) make or propose any other material change in the Issuer's or any of its subsidiaries' corporate structure or business; or (x) engage in communications with one or more stockholders or officers or directors of the Issuer and other persons regarding any of the matters described in clauses (i) through (ix) above. Except as described above in this Item 4 and in Item 6 of this Schedule 13D, which Item is incorporated herein by reference, no Reporting Person or any individual otherwise identified in this Schedule 13D has any present plans or proposals requiring disclosure under Item 4(a)-(j) of this Schedule 13D.

Cross-References

Insider Activity (last 365d)
0 transactions
0 buys · 0 sales · 0 awards/exercises
Issuer Cluster
9 13D/G filings on this issuer
8 other filings besides this one
Filer Track Record
5 filings by this filer
4 other filings in the data moat
Short Interest · settle 2026-03-31
DTC 3.12
3,555,617 shares short · +11.7% vs prior

Institutional Consensus · 2025-12-31

Held by elite portfolio managers
1 holder · $8.20M
Point72 Asset Mgmt

Other 13D/G Filings on Virtu Financial, Inc.

FiledFormFilerStakeShares
2021-11-29 SC North Island Holdings I, LP view →
2021-08-17 SC North Island Holdings I, LP view →
2020-06-03 SC North Island Holdings I, LP view →
2020-05-06 SC Viola Vincent J view →
2020-03-23 SC Viola Vincent J view →
2019-05-21 SC Viola Vincent J view →
2018-05-15 SC Viola Vincent J view →
2018-05-15 SC Temasek Holdings (Private) Ltd view →

Other Filings by Viola Vincent J

FiledFormIssuerStakeShares
2020-05-06 SC Virtu Financial, Inc. VIRT view →
2020-03-23 SC Virtu Financial, Inc. VIRT view →
2019-05-21 SC Virtu Financial, Inc. VIRT view →
2018-05-15 SC Virtu Financial, Inc. VIRT view →

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