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SCHEDULE 13D Filed 2026-08-07 Event 2026-07-31 SEC 0000944809-26-000002 →

OPKO HEALTH, INC. Cocrystal Pharma, Inc. COCP

Stake: 29.60% Shares: 5,692,916 CUSIP: 19188J409 Class: Common Stock, par value $0.001 per share

Item 4 — Purpose of Transaction

OPKO acquired the shares of Common Stock for investment purposes. On July 31, 2026, OPKO and Issuer entered into the Securities Purchase Agreement pursuant to which OPKO purchased $5,000,000 of Common Stock from the Issuer. Dr. Frost and FGIT acquire shares of common stock for investment purposes. Further, in their capacity as directors of the Issuer, Dr. Frost and Mr. Rubin may, from time to time, formulate plans or proposals regarding the Issuer or its securities for consideration by the board of directors of the Issuer and the Issuer's management. OPKO intends to review its investments in the Issuer on a continuing basis. Depending on various factors, including, without limitation, the Issuer's financial position and strategic direction, actions taken by the board of directors, price levels of shares of the Common Stock, other investment opportunities available to OPKO, concentration of positions in the portfolios managed by OPKO, market conditions and general economic and industry conditions, OPKO may in the future take such actions with respect to their investments in the Issuer as it deems appropriate, including, without limitation, purchasing additional shares of the Common Stock or other financial instruments related to the Issuer or selling some or all of their beneficial or economic holdings, engaging in hedging or similar transactions with respect to the securities relating to the Issuer and/or otherwise changing their intention with respect to any and all matters referred to in Item 4 of Schedule 13D. In connection with a transaction and series of related mergers (collectively, the "Merger") through which Cocrystal Merger Sub, Inc., a Delaware corporation, and RFS Pharma, LLC, a Georgia limited liability company ("RFS Pharma"), became wholly-owned subsidiaries of the Issuer, each of the Reporting Persons entered into a Stockholders Rights Agreement with the Issuer and certain other persons (the "Stockholders Rights Agreement"). Under the Stockholders Rights Agreement, each of the Reporting Persons and other parties thereto (other than the Issuer) entered into voting agreements and granted an irrevocable proxy with respect to the voting of Common Stock and any preferred stock of the Issuer in favor of certain individuals selected in accordance with the Stockholders Rights Agreement. Additionally, the Issuer granted the Reporting Persons and other parties to the Stockholders Rights Agreement a right of first refusal on participation in future equity financings by the Issuer until such time as the Issuer has cumulatively raised $70 million in equity financings. Dr. Frost and Mr. Rubin currently serve as directors of the Issuer. This filing shall not be deemed an admission that any of the Reporting Persons constituted a "group" with any other signatories of the Stockholders Rights Agreement for purposes of Section 13(d) of the Exchange Act. Except as disclosed herein, none of the Reporting Persons has any plans or proposals which relate to or which would result in any of the actions specified in this paragraph of Item 4 of Schedule 13D.

Cross-References

Insider Activity (last 365d)
0 transactions
0 buys · 0 sales · 0 awards/exercises
Issuer Cluster
8 13D/G filings on this issuer
7 other filings besides this one
Filer Track Record
9 filings by this filer
8 other filings in the data moat
Short Interest · settle 2026-07-15
DTC 14.86
395,023 shares short · -2.3% vs prior

Other 13D/G Filings on Cocrystal Pharma, Inc.

FiledFormFilerStakeShares
2026-08-07 SCHEDULE 13D/A FROST PHILLIP MD ET AL 2,784,719 view →
2024-01-02 SC SABBY MANAGEMENT, LLC view →
2021-06-10 SC FROST PHILLIP MD ET AL view →
2020-11-19 SC OPKO HEALTH, INC. view →
2020-03-10 SC Opko Health, Inc. view →
2019-11-22 SC Opko Health, Inc. view →
2019-03-19 SC Frost Gamma Investments Trust view →

Other Filings by OPKO HEALTH, INC.

FiledFormIssuerStakeShares
2024-07-05 SC GeneDx Holdings Corp. WGSWW view →
2020-11-19 SC Cocrystal Pharma, Inc. COCP view →
2020-03-10 SC Cocrystal Pharma, Inc. COCP view →
2019-11-22 SC Cocrystal Pharma, Inc. COCP view →
2019-10-23 SC BioCardia, Inc. BCDA view →
2019-10-23 SC Xenetic Biosciences, Inc. XBIO view →
2019-10-02 SC NEOVASC INC view →
2019-09-30 SC VBI Vaccines Inc/BC view →

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