| Filed | Form | Issuer | Stake | Shares | Intent | |
|---|---|---|---|---|---|---|
| 2021-03-02 | SC | NATIONAL HOLDINGS CORP | — | — | view → | |
| 2021-01-12 | SC | NATIONAL HOLDINGS CORP | — | — | view → | |
| 2020-11-12 | SC | NATIONAL HOLDINGS CORP | — | — | view → | |
| 2020-08-27 | SC | NATIONAL HOLDINGS CORP | — | — | view → | |
| 2020-07-27 | SC | NATIONAL HOLDINGS CORP | — | — | view → | |
| 2019-02-20 | SC | NATIONAL HOLDINGS CORP | — | — | view → |
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