| Filed | Form | Issuer | Stake | Shares | Intent | |
|---|---|---|---|---|---|---|
| 2021-01-15 | SC | LM FUNDING AMERICA, INC.LMFA | — | — | view → | |
| 2020-08-24 | SC | LM FUNDING AMERICA, INC.LMFA | — | — | view → | |
| 2020-08-24 | SC | LM FUNDING AMERICA, INC.LMFA | — | — | view → | |
| 2020-05-29 | SC | RAND CAPITAL CORPRAND | — | — | view → | |
| 2019-05-06 | SC | RAND CAPITAL CORPRAND | — | — | view → | |
| 2019-04-25 | SC | RAND CAPITAL CORPRAND | — | — | view → | |
| 2019-04-10 | SC | RAND CAPITAL CORPRAND | — | — | view → | |
| 2019-03-27 | SC | RAND CAPITAL CORPRAND | — | — | view → |
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