| Filed | Form | Issuer | Stake | Shares | Intent | |
|---|---|---|---|---|---|---|
| 2022-06-28 | SC | S&W Seed Co | — | — | view → | |
| 2022-02-28 | SC | S&W Seed Co | — | — | view → | |
| 2021-10-25 | SC | Trinity Place Holdings Inc.TPHS | — | — | view → | |
| 2021-10-18 | SC | S&W Seed Co | — | — | view → | |
| 2019-06-14 | SC | Papa Murphy's Holdings, Inc. | — | — | view → | |
| 2019-04-16 | SC | Papa Murphy's Holdings, Inc. | — | — | view → | |
| 2018-03-21 | SC | Papa Murphy's Holdings, Inc. | — | — | view → |
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